Developers › API reference › Compliance

POST /api/v1/compliance/rules/{id}/sign-off

Sign off (a person, never client credentials; X-Vestoris-Confirm).

  • Scope compliance:rules:approve
  • Idempotency-Key
  • Confirmation
  • A person
  • Four eyes
  • operationId complianceSignOff

Signs off a rule waiting for approval (or its retirement). Only a person may do it (a personal access token or an authorization-code token; client credentials are refused with user_token_required), with approve compliance rules, and never the rule's author. First call GET …/sign-off: it returns exactly what you would sign (the definition, its restatement and the test bench) and a confirm_token. Send that token in X-Vestoris-Confirm; if the rule or its test bench changed meanwhile, nothing is signed (confirmation_required). The sign-off records who, when, why and the exact version (its SHA-256), and the rule takes effect now or at the date in effective.

The token needs the scope compliance:rules:approve, and the person or service account behind it needs the matching privileges and account permissions, exactly as on the screens. See Scopes.

Idempotency-Key. Send a unique Idempotency-Key (up to 255 characters, e.g. a UUID) with every POST. Retrying with the same key and body replays the first answer for 24 hours, so a timeout never creates a second order; the same key with a different body is refused (idempotency_key_reused).

Confirmation. Needs X-Vestoris-Confirm with the confirm_token of the preview you are confirming (see Confirmations). The token is bound to that exact preview; if anything changed, ask for a new preview.

A person. Only a person may do this: use a personal access token or an authorization-code token, never client credentials (user_token_required).

Four eyes. An approval: never by the person who entered or authored the item. A service account needs its client's "may approve" setting (approvals_not_granted).

Request

POST /api/v1/compliance/rules/{id}/sign-off

Path parameters

NameDescriptionExample
idThe id of the rule.41

Headers

HeaderRequiredValue
AuthorizationyesBearer <token>: an OAuth access token (vat_…) or a personal access token (vpt_…). Get a token
Idempotency-KeyyesA unique string up to 255 characters (a UUID). Idempotency
X-Vestoris-ConfirmyesThe confirm_token of the preview you confirm. Confirmations
Content-Typeyesapplication/json

Body: SignOff

FieldTypeRequiredDescription
reasonstringyesWhy you approve (kept with the sign-off).
effectivestringnoWhen it takes effect: "now" or a date (YYYY-MM-DD).

Decimals (money, prices, quantities, percentages) are sent as strings, ids as strings, times as ISO 8601 UTC.

Examples

Keep the token in an environment variable (VESTORIS_TOKEN), never in the script.

curl

curl -X POST "https://vestoris.com/api/v1/compliance/rules/41/sign-off" \
  -H "Authorization: Bearer $VESTORIS_TOKEN" \
  -H 'Idempotency-Key: 7f9c2b1e-4d0a-4a7e-9a51-3c2f0b8d6e11' \
  -H 'X-Vestoris-Confirm: vcf_3d9a…' \
  -H "Content-Type: application/json" \
  -d '{"reason":"Matches IMA section 4.2; reviewed the restatement and the 10-day test bench.","effective":"now"}'

Python (requests)

import os, requests

r = requests.post(
    "https://vestoris.com/api/v1/compliance/rules/41/sign-off",
    headers={
        "Authorization": f"Bearer {os.environ['VESTORIS_TOKEN']}",
        "Idempotency-Key": "7f9c2b1e-4d0a-4a7e-9a51-3c2f0b8d6e11",
        "X-Vestoris-Confirm": "vcf_3d9a…",
    },
    json={
        "reason": "Matches IMA section 4.2; reviewed the restatement and the 10-day test bench.",
        "effective": "now"
    },
    timeout=30,
)
r.raise_for_status()  # errors are application/problem+json with a stable "code"
print(r.json())

JavaScript (fetch)

const res = await fetch("https://vestoris.com/api/v1/compliance/rules/41/sign-off", {
  method: "POST",
  headers: {
    Authorization: `Bearer ${process.env.VESTORIS_TOKEN}`,
    "Idempotency-Key": "7f9c2b1e-4d0a-4a7e-9a51-3c2f0b8d6e11",
    "X-Vestoris-Confirm": "vcf_3d9a…",
    "Content-Type": "application/json",
  },
  body: JSON.stringify({
      "reason": "Matches IMA section 4.2; reviewed the restatement and the 10-day test bench.",
      "effective": "now"
  }),
});
const data = await res.json();
if (!res.ok) throw new Error(`${data.code}: ${data.detail}`); // problem+json
console.log(data);

Response

200 OK, application/json: Rule. Rate-limit headers: RateLimit-Limit, RateLimit-Remaining, RateLimit-Reset.

Response fields
FieldTypeDescription
idid (string)The record's id (a string of digits).
lineage_idid (string)The id shared by every version of the rule.
versionintegerVersion number.
namestringThe rule's name.
rule_typestringThe rule type (max_issuer_pct, max_sector_pct, restricted_list, wash_sale, udf_condition…).
severitystring"block", "warn" or "info".
statusstringdraft, pending_approval, active, retired or superseded.
display_statusstringThe status as the screens show it.
pending_actionstringWhat is waiting for sign-off: "activate", "change" or "retire".
definitionobjectThe structured rule the engine enforces.
definition.paramsobjectParameters.
definition.scopeobjectWhat the rule applies to.
definition.scope.typestringThe type.
definition.scope.idslist of id (string)Ids the scope covers.
definition.run_pointslistWhen the rule runs: pretrade (each order), intrade (each executed slice), posttrade (end-of-day holdings).
definition_hashstringSHA-256 of the structured definition: the exact version that was signed off.
restatementstringWhat the engine will enforce, written by code from the structured definition.
source_textstringThe words it was written from.
drafted_by_aibooleanTrue when the AI drafted it (a person still checks and signs).
test_benchobject or nullThe latest test-bench result: what the rule would have blocked, warned on or logged.
effective_fromdate-time or nullWhen this version took (or takes) effect.
effective_todate-time or nullWhen this version stopped being in force (null: still in force).
created_byid (string) or nullThe user who created it.
created_atdate-time or nullWhen it was created.
decided_byid (string) or nullWho decided.
decided_atdate-time or nullWhen the decision was made.
decision_notestringThe note written with the decision.

Example response

HTTP/1.1 200 OK
Content-Type: application/json

{
    "id": "1042",
    "lineage_id": "41",
    "version": 1,
    "name": "Issuer limit 5% (Growth)",
    "rule_type": "max_issuer_pct",
    "severity": "block",
    "status": "active",
    "display_status": "Active",
    "pending_action": "",
    "definition": {
        "params": [],
        "scope": {
            "type": "text",
            "ids": []
        },
        "run_points": [
            "pretrade",
            "posttrade"
        ]
    },
    "definition_hash": "9f2c…",
    "restatement": "Block any order that would make one issuer more than 5.00% of a Growth account (ETFs excepted).",
    "source_text": "No more than 5% of any Growth account in a single issuer, except ETFs.",
    "drafted_by_ai": false,
    "test_bench": null,
    "effective_from": null,
    "effective_to": null,
    "created_by": "7",
    "created_at": "2026-10-27T14:30:00Z",
    "decided_by": null,
    "decided_at": null,
    "decision_note": ""
}

Example values. Your values depend on your firm's data; prices, orders and fills are simulated.

Status codes and errors

Errors are application/problem+json (RFC 9457) with a stable code to program against; the detail says what to fix. See Errors.

StatusWhenProblem codes
200Success
200 / 201The same Idempotency-Key again: the first answer is replayed (24 hours)
400The request is malformedinvalid_request invalid_json
401No token, or it is invalid or expiredinvalid_token
403The token lacks the scope, or the person or service account behind it lacks the privilege or account permissioninsufficient_scope forbidden ip_not_allowed user_token_required approvals_not_granted
404Not found, or not visible to you (the API never confirms what you may not see)not_found
409Not possible in the current stateinvalid_transition conflict idempotency_in_progress
422Validation failed (the detail says which field), or blockedvalidation_failed idempotency_key_reused
428A required header is missingidempotency_key_required confirmation_required
429Rate limited: wait for Retry-After secondsrate_limited
{
    "type": "https://vestoris.com/developers/errors#validation_failed",
    "title": "Validation failed",
    "status": 422,
    "detail": "Quantity must be greater than zero.",
    "code": "validation_failed",
    "instance": "/api/v1/compliance/rules/41/sign-off"
}

On the screens

The same thing in the app is explained in: